When you deal with one of Independent Investment Bankers Corp’s (“IIB”) offices, certain personal and financial information is collected from you. IIB uses this information to serve your financial needs and to fulfill legal and regulatory requirements. The information gathered for these purposes varies depending on the products or services that you request but may include, for example, your name, address, and social security number.
To Whom Your Information May Be Disclosed
For both current and former customers, IIB restricts access to your personal and financial information to those instances described below:
- Individuals: Your personal and financial information will be provided to those employees, registered representatives, their assistants and those who process information or the transactions of IIB in connection with the products or services being provided to you.
- Where required by law or regulation. IIB may be required by law or regulation to disclose your personal and/or financial information to a third party. For example, in response to a subpoena or to comply with industry rules and regulations.
- As authorized by you. Only upon your direction or with your permission will IIB share your information with a third party other than as described in this notice.
IIB will not share your nonpublic information with any person or company that does not agree to keep your information confidential.
Protection of Information
IIB has instituted security procedures that limit employee access to nonpublic personal information to those with a business reason for knowing such information. We educate our employees so that they will understand the importance of confidentiality and customer privacy. All IIB employees are aware of the company’s privacy guidelines and IIB will take the appropriate disciplinary measures to enforce customer privacy assurances. IIB maintains appropriate security standards and procedures to prevent unauthorized access to customer information and to preserve the integrity of that information.
Independent Investment Bankers Corp
2900 N. Quinlan Park Rd.
Suite #240-235
Austin, TX 78732
Phone: 512-266-3000